As the largest broker-dealer in the nation*, LPL Financial enables us to manage and invest our clients' assets, provides oversight and accountability from a compliance standpoint, and connects our team with opportunities for growth for our client families.

*As reported by Financial Planning magazine, 1996-2022, based on total revenue.

We believe a diversified portfolio requires diversified perspectives. We're proud to partner with DCS and utilize their invaluable supervisory resources to engage with in a collaborative exchange of ideas, and to ensure ROI Financial Group and our affiliates have everything we need to navigate our regulatory environment.